Click here to check if an intermediary is licensed by the CODT.
List of Licensed Intermediaries
The purpose of the Lists of licensed intermediaries (the Lists) as holders of the Capital Markets Services Licence is to enable the members of the public to ascertain whether they are dealing with a licensed person to carry on the regulated activity allowed. To request for the Lists please contact our customer support or call or customer hotline at during office hours.
The Lists are not intended to replace the Register of Licence Holders provided under section 77 of the Capital Markets and Services Act 2007. The information in the Lists is accurate as at the date stated. Please call (during office hours) or e-mail email@example.com for the most current information.
By publishing the Lists, the CODT does not recommend nor guarantee the performance of any licensed person.
The information presented in the Lists is current as at 31 January 2009.